Seeking to enhance the Compliance or Risk Management function at a company dedicated to growth in the financial sector. My 10+ years experience involves expert Project Management skills, being a Training Lead and highly-competent Technical Writer on Finance & Crypto. I am eager to also offer these skills to boost your company's growth potential.
Experienced Compliance Professional with 10 years experience at Top Investment Banks such as Goldman Sachs, Morgan Stanley and HSBC. Provided Regulatory Compliance Advisory guidance to senior stakeholders in Sales & Trading across these asset classes: Credit, Commodities, Emerging Markets, Foreign Exchange, Rates and Digital Assets (e.g. Crypto, Bitcoin ETFs). Conscientious collaborator who has worked with global teams to manage new business growth projects. Highly effective communicator who has led training sessions for 100+ traders on complex financial regulatory topics and written company policies. A LSE Graduate, who is a fast learner with a consistent track-record of swiftly developing new skills and knowledge with CISI Qualifications on Regulations, Securities and Derivatives. Worked at the Analyst, Associate and Director level as a Compliance Officer.
Just message me to see my complete CV or check out my LinkedIn Profile (URL below, you will need to be logged in to LinkedIn to see my Profile).
๐ Nationality | ๐ฌ๐ง United Kingdom |
๐ก Residency | ๐ฌ๐ง United Kingdom |
๐ Location | ๐ฌ๐ง United Kingdom |
Remote OK | rok.co/@saj_n |
X | saj-n |
https://www.linkedin.com/in/saj-n/ | |
Skilled in | compliance risk management risk legal technical writing content writing writing copywriting teamwork leadership banking finance investment banking trading sales asset management private equity paralegal project management product management regulation bitcoin crypto blockchain management ethereum research financial research investment research analysis web3 |
Fluent in | english |
Preferred timezone | -7,-6,-5,-4,-3,-2,-1,0,+1,+2,+3,+4,+5,+6,+7,+8,+9,+10,+11,+12, |
Preferred annual pay (min) | $120,000/year |
Preferred hourly pay (min) | $200/hour |
Last seen | 1 year ago |
Signed up | 1 year ago |
Badges |
๐จโ๐ป Remote worker ๐ Early adopter |
2019 - Now: Compliance Director, Sales & Trading Division @ Morgan Stanley
2016 - 2019: Senior Compliance Analyst, Sales & Trading Division @ Goldman Sachs
2013 - 2015: Compliance Analyst, Various Teams @ HSBC
2013 - 2013: Financial Regulation, Securities, Derivatives @ Chartered Institute for Securities and Investment (CISI)
2009 - 2013: BSc Economic History with Economics, Upper Second Class Honours @ London School of Economics (LSE)
2007 - 2009: A-Levels (3 As) Economics, History, Mathematics. @ Wallington County Grammar School
2002 - 2007: GCSEs (12 A*s) English Language, English Literature, Mathematics, Biology, Physics, Chemistry, History, Economics, Statistics, German, Technology, Religious Studies. @ Wallington County Grammar School